Sepio Capital

Overview

Multi-family office and RIA founded 2017 by father-son advisors Roger and Josh Carter (spun out of a multi-billion-dollar Merrill Lynch private wealth practice), based in Salt Lake City, UT, ~$5.6B AUM. Also operates a Wyoming-chartered trust company. Reclassified from Trading & Execution — it is an investment adviser/family office, not a broker-dealer.

Key Facts

Type

Multi-Family Office / Investment Advisory

Category

Market Facilitator